All Episodes
Fi360 Fiduciary Talk 48: Health Savings Accounts in the Fiduciary Process
While the direction of health care is nearly impossible to predict, the rise in health savings accounts appears to be inevitable. And under the DOL fiduciary rule, advice on these ...
Fi360 Fiduciary Talk 47: Filling the void in guaranteed retirement income
As new guaranteed income solutions crop up in the market, regulators appear to be on board with making them more accessible via 401(k) plans. In this episode, Blaine and Duane disc...
Fi360 Fiduciary Talk 46: Fiduciary duties of elected officials
When the government engages in rulemaking, as in the case of the DOL’s “fiduciary” rule, their duty is to develop policies that are in the bests interests of the public. Does that ...
Fi360 Fiduciary Talk 45: Fiduciary Rule scores victory in Texas
Even with a delay possibly forthcoming via the President’s executive order, the DOL’s “Fiduciary” Rule won an important victory when it was upheld in a Texas court decision. In thi...
Fi360 Fiduciary Talk 44: DOL Releases Second Set of FAQs
In this episode, Blaine and Duane discuss the release of a second set of FAQs from the DOL on its Conflicts of Interest Rule. The new FAQs cover a number of scenarios, with a parti...
Fi360 Fiduciary Talk 43: Titles used by advisers can trigger fiduciary status
An overlooked aspect of the DOL’s fiduciary rule is that it introduces a “holding out” fiduciary status, where titles that imply fiduciary status will hold the advisor to that stan...
Fi360 Fiduciary Talk 42:The AIF, is it a marketing tool?
Fi360's director, J. Richard Lynch, AIF® was a guest on the 401k Study Group Radio show with Chuck Hammond discussing what the AIF® is and how advisors should be using it. ...
fi360 Fiduciary Talk 41: Don’t discount the importance of disclosures
Blaine and Duane discuss the SEC’s proposed changes to public company disclosures under regulations S-K and the central role the information plays in the fiduciary process. ...
fi360 Fiduciary Talk 39: What the election means for advisors and the fiduciary standard
With the 2016 election just days away, Blaine chats with Duane about what a Clinton or Trump administration would mean for advisors, including what’s on their respective campaign p...
fi360 Fiduciary Talk 38: What advisors need to know about cybersecurity
Ben Aikin, Vice President of Learning and Development of fi360 and Wes Stillman, Founder and President of Rightsize Solutions, discuss the vulnerabilities most advisors share and t...
fi360 Fiduciary Talk 37: A Fiduciary Angle to Business Continuity?
As a fiduciary, should all advisors have emergency plans to deal with the unexpected? Blaine and Duane discuss recent state and SEC actions on business continuity rules and the cas...
fi360 Fiduciary Talk 36: Changes to the SEC Liquidity Rules for Money Market Funds
Duane and Blaine discuss the SEC's liquidity rules for money market funds and what the rule means for advisors. ...
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